What is Certificate of Conformance (COC) and How to Get One?

Jun 03, 2024 Chapter 6. Selling

When importing from China, Vietnam, Thailand, or India, many buyers are unaware of the exact meaning of the term “Certificate of Conformance.” This article aims to enlighten clients and address their questions.

 

What is a Certificate of Conformance?

A Certificate of Conformance (CoC) is an official document that verifies a product or service adheres to specific standards and regulations. Typically issued by manufacturers or authorized personnel, it assures customers or buyers that the product has been manufactured and tested in accordance with international or regulatory standards.

Contained within a CoC is essential information related to compliance, ensuring that the product or service meets specific requirements to guarantee quality and safety. It functions as a protective measure for consumers in importing countries, safeguarding them against potentially hazardous or substandard products. Additionally, having a certificate of conformity can speed up your inspection process by establishing applicable standards to improve process efficiency.

Certificate of Conformance vs. Certificate of Compliance

Conformance is voluntary, while compliance is a legal requirement. Conformance refers to the standards, policies, and expectations that a company abides by. Compliance refers to the obligations or legal requirements that an organization must fulfill.

A Certificate of Compliance (CoC) is also known as a Certificate of Conformity. It’s a document provided to exporters or importers to show that the goods or services meet the required standards. It’s often required during customs clearance in some countries.

What Is Required on a Certificate of Conformance?

The issuance of a CoC legally declares that your product has been produced and meets specific standards or specifications specified in market regulations. It can also be specified in a specific contract with the buyer or company, including specifications, drawings, storage, packaging, labeling requirements, and a physical identification legally signed by the person responsible for the declaration.

Details Included in a Certificate of Conformance

A CoC includes the following information:

  • Product details, including name, model number, description, and specifications
  • The specific standards or regulations being complied with
  • Test results or certifications
  • Manufacturing or service details, including company name, address, and contact information
  • A list of all safety regulations the product must pass
  • Importer or manufacturer’s identification
  • Contact information for the individual maintaining records of test results
  • The date and place where the product was manufactured
  • The date and place when the product was tested for compliance with the product safety rules cited
  • The date of the order, the specific items ordered including part numbers, and the lot number
  • The country of origin

A CoC might state that a product complies with all relevant European directives and is CE marked or compliant with ISO 9001:2008.

How to Obtain a Certificate of Conformance?

A CoC is usually provided by the manufacturer of the product itself; however, in some cases, an independent laboratory may issue the certificate of conformance. A buyer can request to view the CoC to ensure that the product they are purchasing meets the criteria of tests and safety guidelines and is safe to use. These guidelines are usually mandatory.

When to Inquire About the Certificate of Conformance (CoC)?

Inquiring about the CoC from a supplier is essential to ensure that the products you are purchasing meet the required regulatory standards and quality specifications. Key times to inquire include:

  • Before Ordering: Ensure product compliance before placing an order.
  • Supplier Selection: Evaluate suppliers based on CoC provision to prioritize quality and compliance.
  • New Product Sourcing: Ask for CoCs when exploring new products or suppliers.
  • Regular Checks: Periodically request CoCs, especially for long-term supplier relationships.
  • Regulatory Changes: Check compliance when industry regulations evolve.
  • Critical Components: Request CoCs for essential components or raw materials.
  • Quality Issues: Seek CoCs if quality concerns arise with a supplier’s products.
  • Export/Import Compliance: Ensure CoCs for customs clearance and international trade.

Well-Known Certificate of Conformance Issuing Agencies

Governments often link with international agencies to handle certificates of conformance. It’s recommended to check with the destination country before employing an agency. Some well-known certification agencies include:

  • UL (Underwriters Laboratories)
  • Intertek
  • SGS (Société Générale de Surveillance)
  • Bureau Veritas
  • TÜV Rheinland
  • NSF International
  • FM Global
  • DEKRA
  • SGS North America
  • Applus+
  • CCIC (China Certification & Inspection Group)
  • TUV SUD
  • DNV GL

 

Common Questions about Certificate of Conformance (FAQ)

When is a CoC required?

A CoC is required when importing products to ensure they meet the destination country’s regulatory standards and quality specifications.

How can I verify the authenticity of a CoC?

Verify the CoC by checking with the issuing authority or certification body and cross-referencing with the manufacturer’s details.

What are the consequences of not having a CoC?

Without a CoC, you may face delays in customs clearance, legal issues, and potential rejection of the products by regulatory authorities.

 

Risk Management Without a CoC

Not having a CoC can lead to several risks, including:

  • Product recalls due to non-compliance
  • Legal disputes and penalties
  • Damage to reputation and customer trust
  • Financial losses due to returned or unsellable products

Cost and Time for Obtaining a Certificate of Conformance

The cost and time required to obtain a CoC vary depending on the product and the certifying body. Typically, it involves testing, inspection, and documentation, which can range from a few days to several weeks. Costs can include laboratory testing fees, certification fees, and any additional documentation or inspection required.

 

Certificate of Compliance (CoC) Examples

A Certificate of Compliance (CoC) or Certificate of Conformity is critical in international shipping. It confirms that a product aligns with the importing country’s regulations and is often required by customs for the release of goods. Examples of products necessitating a CoC include:

  • Pharmaceuticals
  • Chemicals
  • Food
  • Vehicles
  • Electronics

 

 

 

 

 

 

Product Name: [Product Name]

Model Number: [Model Number]

Description: [Product Description]

Specifications: [Product Specifications]

Compliance Information

Standards/Regulations: [Standards/Regulations]

Test Results/Certifications: [Test Results/Certifications]

Manufacturing Details

Manufacturer Name: [Manufacturer Name]

Address: [Manufacturer Address]

Contact Information: [Manufacturer Contact Information]

Date and Place of Manufacture: [Date and Place of Manufacture]

Safety and Quality Assurance

Safety Regulations: [Safety Regulations]

Quality Assurance Contact: [Quality Assurance Contact Information]

Order and Lot Information

Date of Order: [Date of Order]

Items Ordered (including part numbers): [Items Ordered]

Lot Number: [Lot Number]

Country of Origin: [Country of Origin]

Declaration

I hereby declare that the products listed above have been manufactured and tested in accordance with the specified standards and regulations.

Authorized Signature: ___________________________

Name: [Authorized Person’s Name]

Title: [Title]

Date: [Date]

 

 

 

  1. What is Certificate of Origin from China and How to Get One?
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Daeng Sapar
Daeng Sapar
1 year ago

Dear Sir/Mdm,

We would like to enquire whether is there any Companies in Singapore that can issue API Specs(7K) Licence ‘CoC’ on Mud pumps (Oil & Gas – Drilling equipment).

Looking forward to your reply.
Thank you.
Regards,
Daeng

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